Regulatory Incubation

This service is primarily focused on Appointed Representatives (ARs)

Gate Capital offers a select portfolio of AR’s with appropriate profiles as guided by the FCA Handbook.

  • Most of these AR’s are professional advisors, who have their own portfolio of trading activities and clients.
  • Fund sponsorship

Our Appointed Representative services nurture small/medium sized financial services firms. Offering cost effective solutions and variable pricing models. We offer complete infrastructure:

  • Legal documentation
  • Individual training
  • Compliance support
  • Reporting
  • Quarterly reviews
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